Further publications, including final policy and supervisory statements, were published today by the Financial Conduct Authority and Prudential Regulation Authority as part of the introduction of the new Senior Manager and Certification Regimes: see here and here. In one of the documents published by the FCA, it is consulting on the possible extension of the certification regime to wholesale market activities: see here (pdf).
Tuesday 7 July 2015
UK: PRA and FCA rules and publications - strengthening individual accountability in banking
Further publications, including final policy and supervisory statements, were published today by the Financial Conduct Authority and Prudential Regulation Authority as part of the introduction of the new Senior Manager and Certification Regimes: see here and here. In one of the documents published by the FCA, it is consulting on the possible extension of the certification regime to wholesale market activities: see here (pdf).
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